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Sira Academy FREE Audio Presentations - RE5-RE1-Exam-Online-Training-Course-Qualification-and-Certificate-2022
FREE Audio Presentations

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RE5 Topic 1: demonstrate understanding of the FAIS Act as a regulatory framework

FAIS Role Players

Examples of Financial Institutions

RE5 Topic 3: define the role of the Key Individual in terms of the FAIS Act

RE5 Topic 6: comply with the requirements of FICA

RE5 Topic 7: dealing with complaints that have been submitted to the Ombud for FSPs